This website uses cookies to ensure you get the best experience on our website. By continuing to use this site, you agree to our cookie  & privacy policy.Accept

checked This is a sample alert

Compliance Testing and Monitoring Manager

  • Full Time
  •  On-Site - Mumbai / Navi Mumbai
  • 6 months
  • Project posted on: 30/11/2023

Compliance Testing and Monitoring Manager

  • Finance
  • Compliance

On-Site - Mumbai / Navi Mumbai

Full Time

6 months

 30/11/2023

Assignment Details

Our client is a leading bank and is looking for a highly skilled and experienced professional in the ComplianceTesting Team for Compliance. In this role, the candidate will be responsible for vetting new products and processes of the Bank from a regulatory perspective. The candidate will play a critical role in shaping the compliance framework and in turn enhancing customer experiences, and ensure operational efficiency.

Key Responsibilities
Regulatory Compliance: Vetting New Product & Process of the bank from regulatory
perspective. To vet all policies & procedure manuals of the bank from regulatory prospective.
To carry out compliance risk assessment /thematic review from regulatory perspective.
 Compliance Testing: Carrying out compliance testing of branch and head office functions,
carrying out RBS Tranche 3 Compliance testing.
 Asset Compliance: Compliance Testing for Assets, conducting Process analysis or Audit of
Assets Products.
 Collaboration: To assist Head Compliance in apprising the Board and ACB on important
aspects related to regulatory inspection and to ensure collation and timely submission of
responses to various observations made by the regulator(s) during inspection.
 Knowledge of Banks/Fintech Products: Possess a deep understanding of products such as
credit cards, personal loans, payments and liabilities. Stay abreast of industry trends,
regulatory requirements and emerging technologies in the financial sector.
 Leadership and Team Work: Be a part of and help build a high-performing Compliance team.
Provide mentorship, guidance, and support to any team members. Foster a collaborative and
inclusive work environment that encourages innovation and continuous learning.

Skills Required

CA/CS/MBA/CAIIB
Exceptional team skills, with a proven ability to help and assist high-
performing teams.
Excellent problem-solving and decision-making abilities, with the ability to
navigate complex challenges.
Strong communication and interpersonal skills, with the ability to effectively
collaborate with stakeholders at all levels of the organization.
Strong attention to details with an analytical mind and problem solving
skills.
Ability to work under pressure in a fast-paced environment.

About the Client

.

Industry

Banking

Minimum Experience:

7+ years

Additional Skills:

  • Compliance Testing
  • Legal Compliance
  • Regulatory Compliance
  • asset compliance
  • Compliance
  • Auditing
  • Compliance Management
  • process analysis
  • Finance
  • FinTech
  • Risk management
  • banking

No of open positions:

1

How it works

  • 1

    Build your
    skill profile

  • 2

    Strengthen it
    with feedback

  • 3

    Determine your
    optimal fee level

  • 4

    Apply for matching
    projects

  • 5

    Get finalized

  • 6

    Stay Engaged

Build your skill prodile

Project
step1
shape_step

Request feedback from prior projects and/or work stints

shape_step

Determine your optimal fee level

  • starFeeBee helps consultants understand how to price their services.
  • starEnter your skill & location to get ranges for what similar professionals have charged on projects.
  • starUnlock more details e.g., best paying sub-skills, ranges by projects durations, by simply adding a benchmark from a orior projects.
graph_step2
shape_step

Apply for matching projects

shape_step

Get finalized!

Project
step5
shape_step

Stay Engaged!

Project
step6
shape_step

Similar Freelance Projects you can apply to.

View More Projects btn btn

More than 3000 clients rely on Flexing It today

Frequently asked questions.

We host both full-time & part-time projects from top clients for 100+ skill categories. We also help connect experts like you with clients for short consultation calls called Flexperts

You just need to create a ‘boutique firm’ account during the registration process. The rest of the application process remains the same.

Our freelancers fee benchmarking tool, FeeBee helps our freelancers and consultants find out what their peers charged for similar projects. Built on 600K+ verified benchmarks, registered users get unlimited access to it.

As a freelancing platform, we do not provide permanent positions or full-time job to our consultant network.

Flexing It will be involved end to end right from contracts to invoicing. Once you are finalized, your payment details are transparently laid out in your contract terms with your client and our team actively liaises with the client finance team to ensure timely payments.

We do not charge any fee or commission from you. Your fee quote will be paid out to you in full as per your project contract.