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Compliance Testing and Monitoring Manager

  • Full Time
  •  On-Site - Mumbai / Navi Mumbai
  • 6 months
  • Project posted on: 30/11/2023

Compliance Testing and Monitoring Manager

  • Finance
  • Compliance

On-Site - Mumbai / Navi Mumbai

Full Time

6 months


Assignment Details

Our client is a leading bank and is looking for a highly skilled and experienced professional in the ComplianceTesting Team for Compliance. In this role, the candidate will be responsible for vetting new products and processes of the Bank from a regulatory perspective. The candidate will play a critical role in shaping the compliance framework and in turn enhancing customer experiences, and ensure operational efficiency.

Key Responsibilities
Regulatory Compliance: Vetting New Product & Process of the bank from regulatory
perspective. To vet all policies & procedure manuals of the bank from regulatory prospective.
To carry out compliance risk assessment /thematic review from regulatory perspective.
 Compliance Testing: Carrying out compliance testing of branch and head office functions,
carrying out RBS Tranche 3 Compliance testing.
 Asset Compliance: Compliance Testing for Assets, conducting Process analysis or Audit of
Assets Products.
 Collaboration: To assist Head Compliance in apprising the Board and ACB on important
aspects related to regulatory inspection and to ensure collation and timely submission of
responses to various observations made by the regulator(s) during inspection.
 Knowledge of Banks/Fintech Products: Possess a deep understanding of products such as
credit cards, personal loans, payments and liabilities. Stay abreast of industry trends,
regulatory requirements and emerging technologies in the financial sector.
 Leadership and Team Work: Be a part of and help build a high-performing Compliance team.
Provide mentorship, guidance, and support to any team members. Foster a collaborative and
inclusive work environment that encourages innovation and continuous learning.

Skills Required

Exceptional team skills, with a proven ability to help and assist high-
performing teams.
Excellent problem-solving and decision-making abilities, with the ability to
navigate complex challenges.
Strong communication and interpersonal skills, with the ability to effectively
collaborate with stakeholders at all levels of the organization.
Strong attention to details with an analytical mind and problem solving
Ability to work under pressure in a fast-paced environment.

About the Client




Minimum Experience:

7+ years

Additional Skills:

  • Compliance Testing
  • Legal Compliance
  • Regulatory Compliance
  • asset compliance
  • Compliance
  • Auditing
  • Compliance Management
  • process analysis
  • Finance
  • FinTech
  • Risk management
  • banking

No of open positions:


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